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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-01-09
TX RA APPROVED_RES 2017-11-27
AZ RA APPROVED 2002-08-05
  • FL RA
    APPROVED
    Since 2018-01-09
  • TX RA
    APPROVED_RES
    Since 2017-11-27
  • AZ RA
    APPROVED
    Since 2002-08-05

Branch Locations

17505 N 79Th Ave, Glendale, AZ 85308 • United States

Munds Park, AZ • United States

Glendale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Glendale AZ 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Previous Registrations
  • 2002-05-21 → 2002-08-05
    Lutheran Brotherhood Securities Corp.
    Peoria, AZ
Other Businesses

FREELANCE MUSICIAN POSITION: Musician NATURE: Musician INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: 21627 N. 56th Dr., Glendale AZ 85308, United States DESCRIPTION: Play music foroccasional events and church services EXTREME DECIBEL BIG BAND POSITION: Band Leader NATURE: Band leader and side (freelance) musician for big band INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2015 ADDRESS: 21627 N 56th Dr, Glendale AZ 85308, United States DESCRIPTION: perform music

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-14
S63 Uniform Securities Agent State Law Examination 1991-08-08
  • S66 Uniform Combined State Law Examination
    2002-01-14
  • S63 Uniform Securities Agent State Law Examination
    1991-08-08

View on SEC IAPD

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