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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-17 |
| NM | RA | APPROVED | 2020-06-15 |
| TX | RA | APPROVED_RES | 2010-01-28 |
Branch Locations
17505 N 79Th Ave Ste 202, Glendale, AZ 85308-8726 • United States
809 W Riordan Rd Ste 101, Flagstaff, AZ 86001 • United States
3000 Woodcreek Dr Ste 110, Downers Grove, IL 60515 • United States
Peoria, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Peoria | AZ | 04/2002 | 03/2020 |
| Ameriprise Financial Services, Llc | Peoria | AZ | 03/2020 | Present |
Business Ownership; Lake Pleasant Capital LLC; wife is owner and manager of LLC; real estate investing; 28031 n sierra sky dr, , peoria, AZ, 85383; Investment-Related; 04/06/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Monarch Tax and Business; Assisting with operating existing tax practice. Monarch Tax and Business no compensation is received. No ownership.; 3000 Woodcreek dr, suite 110, Downers Grove, IL, 60515; Not Investment-Related; 09/19/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-11 |
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