Yuerg Theodor Eichmann

Current Employers

Swiss American Asset Management

17505 N. 79Th Avenue Suite 112, Glendale, AZ 85308 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2021-04-02
AZ	RA	APPROVED	2020-09-30

WA RA
APPROVED

Since 2021-04-02
AZ RA
APPROVED

Since 2020-09-30

Branch Locations

17505 N. 79Th Avenue Suite 112, Glendale, AZ 85308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Elba Financial Dba Swiss American Financial	Glendale	AZ	03/2003	Present
Horter Investment Management	Cincinnati	OH	10/2014	01/2020
Homesmart	Scottsdale	AZ	06/2016	Present
Virtue Capital Management, Llc	Brentwood	TN	01/2020	03/2021
Swiss American Advisors, Llc	Glendale	AZ	08/2020	Present

03/2003 → Present

Elba Financial Dba Swiss American Financial

Glendale, AZ
10/2014 → 01/2020

Horter Investment Management

Cincinnati, OH
06/2016 → Present

Homesmart

Scottsdale, AZ
01/2020 → 03/2021

Virtue Capital Management, Llc

Brentwood, TN
08/2020 → Present

Swiss American Advisors, Llc

Glendale, AZ

Previous Registrations

2020-09-30 → 2021-12-31

Swiss American Asset Management

Glendale, AZ
2020-01-29 → 2021-03-23

Virtue Capital Management, Llc

Brentwood, TN

Glendale, AZ
2014-12-26 → 2020-01-22

Horter Investment Management, Llc

Glendale, AZ

Stokane, WA

Cincinnati, OH

Other Businesses

The Name of the other business: Homesmart Investment related: NO Address of other business: 33725 N Scottsdale Rd STE 130, Scottsdale, AZ 85266 Nature of other business: REAL ESTATE Your Position: REALTOR / Real Estate agent Start date: June 2016 How many hours per month: 10 During security trading hours: 0 Duties: Assessing real estate markets, home valuations, Property comparison studies and reports. Advising the buying and selling public. THE NAME OF THE OTHER BUSINESS: ELBA FINANCIAL dba Swiss American Financial INVESTMENT RELATED?: NO ADDRESS OF OTHER BUSINESS: 17505 N. 79TH AVE SUITE 305C, GLENDALE AZ 85308 NATURE OF OTHER BUSINESS: REPRESENTING INSURANCE PRODUCTS, INDEPENDENT INSURANCE ADVISOR, SELLING ANNUITIES, LIFE INSURANCE AND LTC PRODUCTS YOUR POSITION: PRESIDENT / OWNER START DATE: MARCH 2004 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS PER MONTH: 100+ HOURS HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 100+ HOURS BRIEFLY DESCRIBE YOUR DUTIES: CREATING FINANCIAL RETIREMENT PLANS FOR CLIENTS, HELPING CLIENTS WITH CHOICES PERTAINING TO ANNUITIES, LIFE INSURANCE AND LONG TERM CARE NEEDS. THIS ENTITY SHOULD NOT BE REGISTERED AS AN INVESTMENT ADVISER IN THE STATE OF ARIZONA DUE TO THE FACT THAT THIS IS THE BUSINESS THAT YUERG SELLS HIS FINANCIAL PLANNING AND INSURANCE SERVICES THROUGH. ALL OF THE INVESTMENT SERVICES WILL BE SOLD THROUGH HORTER INVESTMENT MANAGEMENT. "SWISS AMERICAN FINANCIAL SOLUTIONS" IS AN S-CORP FOR ELBA FINANCIAL; IT IS FOR TAX PURPOSES ONLY SO THAT COMMISSIONS CAN BE DISTRIBUTED TO EMPLOYEES.