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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2022-01-28 |
| TX | RA | APPROVED_RES | 2010-04-15 |
Branch Locations
17505 N 79Th Ave Ste 202, Glendale, AZ 85308-8726 • United States
4801 Lang Ave Ne Ste 110, Albuquerque, NM 87109 • United States
8817 E Bell Rd Ste 201, Scottsdale, AZ 85260 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Scottsdale | AZ | 04/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Peoria | AZ | 03/2020 | Present |
Other Business Activities; FINRA; Dispute Arbitration; 300 South Grand Ave Suite 1700Los Angeles, CA 90071-3135, ,; ; 09/25/2017; 1 to 9 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-07 |
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