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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-08
TX RA APPROVED_RES 2013-02-15
CT RA APPROVED 2005-06-24
  • NY RA
    APPROVED
    Since 2022-04-08
  • TX RA
    APPROVED_RES
    Since 2013-02-15
  • CT RA
    APPROVED
    Since 2005-06-24

Branch Locations

360 Hamilton Ave Pbig - White Plains, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 11/1996 Present
Other Businesses

I*375788, FOR-PROFIT ORGANIZATION - NEW CANAAN ELECTRIC LLC, NEW CANAAN, CONNECTICUT 6840 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 2 HOUR(S) MONTHLY, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 01/01/2015 POSITION - FAMILY HELD; ELECTRICAL CONTRACTING COMPANY BEING GIVEN TO MY HUSBAND. I WILL HELP ASSIST WITH THE DAY TO DAY ADMINISTRATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-23
  • S66 Uniform Combined State Law Examination
    2005-06-23
Other Names
  • Annamaria Fanone
  • Anna Fanone
  • Annamaria Addolorata Fanone
  • Anna Maria Fanone
  • Anna M Ferraro
  • Anna Maria Ferraro

View on SEC IAPD

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