Andrew Fredrick Aubrey

Current Employers

Employment History

• 10/2004 → 02/2018
  Bank Of America, N.A.
  Hartford, CT
• 10/2009 → 02/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
• 03/2010 → 02/2018
  Bank Of America, N.A.
  Hartford, CT
• 02/2018 → 11/2020
  Janney Montgomery Scott, Llc
  West Hartford, CT
• 11/2020 → 01/2021
  Janney Montgomery Scott Llc
  Glastonbury, CT
• 01/2021 → Present
  Lpl Financial, Llc
  Glastonbury, CT

Previous Registrations

• 2018-02-14 → 2021-01-15
  Janney Montgomery Scott Llc
  West Hartford, CT
  Glastonbury, CT
• 2009-10-23 → 2018-02-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
  Hartford, CT
  Hartford, CT
  New Haven, CT
• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Hartford, CT
  Hartford, CT
  Hartford, CT
  Hamden, CT
  Hartford, CT
  New Haven, CT
• 2002-12-19 → 2004-10-20
  Quick & Reilly, Inc.
  Hartford, CT
• 2001-02-13 → 2002-07-03
  E*Trade Advisory Services, Inc.
  Dallas , TX

Other Businesses

1. 2/3/2021 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/08/2021 - 4 Hours Per Month/1 Hour During Securities Trading. 2. 5/25/2021 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 1/8/2021 - 3 Hours Per Month/1 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-06
• S63 Uniform Securities Agent State Law Examination
  1996-07-30

Designations

Other Names

• Andrew Frederick Aubrey