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Edwin Joe Harris

Wells Fargo Clearing Services, LLC

Las Vegas, NV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2003-07-01
TX RA APPROVED_RES 2003-07-01
  • NV RA
    APPROVED
    Since 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2003-07-01

Branch Locations

8474 Rozita Lee Ave Ste 400, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Las Vegas NV 05/2009 11/2016
Wells Fargo Clearing Services, Llc Las Vegas NV 11/2016 Present
Previous Registrations
  • 1998-02-10 → 2003-07-01
    Prudential Equity Group, Llc
    Las Vegas, NV
Other Businesses

CO-TRUSTEE FOR FATHER; INV. RELAETD; LAS VEGAS, NV; START DATE 12/2015; 0 HRS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-05
S63 Uniform Securities Agent State Law Examination 1996-08-14
  • S65 Uniform Investment Adviser Law Examination
    1996-10-05
  • S63 Uniform Securities Agent State Law Examination
    1996-08-14
Other Names
  • Joe Harris
  • Edwin J Harris
  • Edwin Joseph Harris

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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