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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| KY | RA | APPROVED | 2025-11-20 |
Branch Locations
10503 Timberwood Cir Ste 205, Louisville, KY 40223 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Louisville | KY | 12/2006 | 09/2018 |
| Kpp Advisory Services Llc | Louisville | KY | 09/2017 | 09/2018 |
| Thurston Springer Financial | Louisville | KY | 10/2018 | 10/2025 |
| Thurston Springer Advisors | Louisville | KY | 11/2020 | 10/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2025 | Present |
| Commonwealth Capital Management, Llc | Louisville | KY | 10/2025 | Present |
1. NAME OF OTHER BUSINESS: COMMONWEALTH CAPITAL MANAGEMENT, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-11 |
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