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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-10-18
  • IA RA
    APPROVED
    Since 2021-10-18

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

3900 River Ridge Drive, Ne, Suite B, Cedar Rapids, IA 52402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 11/2011 04/2018
Lawing Financial Inc. Overland Park KS 11/2011 10/2017
Prime Capital Investment Advisors, Llc Overland Park KS 07/2017 10/2021
Private Client Services Louisville KY 04/2018 10/2021
Lpl Financial Llc Cedar Rapids IA 10/2021 Present
Global Retirement Partners, Llc San Rafael CA 10/2021 Present
  • 11/2011 → 04/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 11/2011 → 10/2017
    Lawing Financial Inc.
    Overland Park, KS
  • 07/2017 → 10/2021
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 04/2018 → 10/2021
    Private Client Services
    Louisville, KY
  • 10/2021 → Present
    Lpl Financial Llc
    Cedar Rapids, IA
  • 10/2021 → Present
    San Rafael, CA
Previous Registrations
  • 2017-07-27 → 2021-11-11
    Hiawatha, IA
    Overland Park, KS
  • 2011-11-15 → 2017-10-13
    Lawing Financial Inc
    Cedar Rapids, IA
    Overland Park, KS
    Cedar Rapids, IA
    Hiawatha, IA
  • 2005-03-04 → 2011-11-22
    New England Securities
    Cedar Rapids, IA
    Cedar Rapids, IA
Other Businesses

1) 10/15/2021- Craig Burtis-Notary - non-inv. related- Cedar Rapids, IA- 0 Hrs/Mth - 0 Hrs During Trading. 2) 10/15/2021- Non-Variable Insurance- Agent selling non variable life- inv. related- Cedar Rapids, IA- start date 1/1989- 10 Hrs/Mth - 2 Hrs During Trading. 3) 10/15/2021 - Red Ice Enterprises, LLC- Business Entity For Tax/Investment Purposes Only- non-inv. related- Ely, IA- start date 10/2021- 0 Hrs/Mth - 0 Hrs During Trading - 2%. 4) 10/15/2021- Diamond Capital Wealth Management Group- DBA for LPL Business (entity for LPL business)- inv. Related -Cedar Rapids, IA - start date 10/2021- 0 Hrs/Mth - 0 Hrs During Trading. 5) 11/11/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/2021 - 20 Hours Per Month/1 Hour During Securities Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 11/11/2021 - Global Retirement Partners - DBA: (Hybrid) Diamond Capital Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/2021 - 20 Hours Per Month/1 Hour During Securities Trading. 7) 08/07/2025 - Financial Independence Group (FIG) - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:07/21/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-27
S63 Uniform Securities Agent State Law Examination 1996-09-27
  • S65 Uniform Investment Adviser Law Examination
    2005-01-27
  • S63 Uniform Securities Agent State Law Examination
    1996-09-27

View on SEC IAPD

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