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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-10-18 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
3900 River Ridge Drive, Ne, Suite B, Cedar Rapids, IA 52402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2011 | 04/2018 |
| Lawing Financial Inc. | Overland Park | KS | 11/2011 | 10/2017 |
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 07/2017 | 10/2021 |
| Private Client Services | Louisville | KY | 04/2018 | 10/2021 |
| Lpl Financial Llc | Cedar Rapids | IA | 10/2021 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2021 | Present |
1) 10/15/2021- Craig Burtis-Notary - non-inv. related- Cedar Rapids, IA- 0 Hrs/Mth - 0 Hrs During Trading. 2) 10/15/2021- Non-Variable Insurance- Agent selling non variable life- inv. related- Cedar Rapids, IA- start date 1/1989- 10 Hrs/Mth - 2 Hrs During Trading. 3) 10/15/2021 - Red Ice Enterprises, LLC- Business Entity For Tax/Investment Purposes Only- non-inv. related- Ely, IA- start date 10/2021- 0 Hrs/Mth - 0 Hrs During Trading - 2%. 4) 10/15/2021- Diamond Capital Wealth Management Group- DBA for LPL Business (entity for LPL business)- inv. Related -Cedar Rapids, IA - start date 10/2021- 0 Hrs/Mth - 0 Hrs During Trading. 5) 11/11/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/2021 - 20 Hours Per Month/1 Hour During Securities Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 11/11/2021 - Global Retirement Partners - DBA: (Hybrid) Diamond Capital Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/2021 - 20 Hours Per Month/1 Hour During Securities Trading. 7) 08/07/2025 - Financial Independence Group (FIG) - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:07/21/2025 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-27 |
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