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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-07-10
  • CT RA
    APPROVED
    Since 2025-07-10

Branch Locations

2234 Main Street, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp Inc Miami FL 09/2015 07/2020
Investacorp Advisory Services Miami FL 09/2015 07/2020
Securities America, Inc. Glastonbury CT 07/2020 06/2023
Securities America Advisors, Inc. Glastonbury CT 07/2020 06/2023
Cadaret, Grant & Co., Inc. Glastonbury CT 06/2023 07/2025
Lpl Financial Llc Glastonbury CT 07/2025 Present
  • 09/2015 → 07/2020
    Investacorp Inc
    Miami, FL
  • 09/2015 → 07/2020
    Investacorp Advisory Services
    Miami, FL
  • 07/2020 → 06/2023
    Securities America, Inc.
    Glastonbury, CT
  • 07/2020 → 06/2023
    Securities America Advisors, Inc.
    Glastonbury, CT
  • 06/2023 → 07/2025
    Cadaret, Grant & Co., Inc.
    Glastonbury, CT
  • 07/2025 → Present
    Glastonbury, CT
Previous Registrations
  • 2023-06-06 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Syracuse, NY
    Glastonbury, CT
  • 2020-07-17 → 2023-06-09
    Securities America Advisors, Inc.
    Glastonbury, CT
  • 2015-09-29 → 2020-07-17
    Investacorp Advisory Services Inc
    Glastonbury, CT
  • 2008-06-20 → 2015-09-10
    Invest Financial Corporation
    Glastonbury, CT
    Hebron, CT
Other Businesses

1 - 07/2025 - 33 Pendleton LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 2 Hours/Month - 2 Hours During Trading - Hebron, CT - OBA Start Date: 08/06/2001. 2 - 07/2025 - Jeffrey D Snyder - Non-Variable Insurance - Inv Related - 1 Hour/Month - 1 Hours During Trading - Glastonbury, CT - OBA Start Date: 01/01/2020. 3 - 07/2025 - McCabe Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 10 Hours/Month - 10 Hours During Trading - At reported business location(s). 4 - 07/2025 - Snyder & Company CPAs, PC - Tax Prep/Accounting/CPA - Inv Related - 200 Hours/Month - 150 Hours During Trading - Hebron, CT - OBA Start Date: 10/03/2015.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-14
  • S66 Uniform Combined State Law Examination
    1999-12-14

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