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Laura Rae Knolle

Ep Wealth Advisors

Torrance, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-01-20
TX RA APPROVED 2016-01-20
  • CA RA
    APPROVED
    Since 2016-01-20
  • TX RA
    APPROVED
    Since 2016-01-20

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ep Wealth Advisors, Inc. Torrance CA 01/2016 Present
  • 01/2016 → Present
    Ep Wealth Advisors, Inc.
    Torrance, CA
Previous Registrations
  • 2012-07-20 → 2016-01-27
    Lpl Financial Llc
    Lafayette, CA
  • 2012-08-06 → 2016-01-21
    Ballou Plum Wealth Advisors Llc
    Lafayette, CA
  • 2009-11-17 → 2012-06-27
    Vsr Financial Services, Inc.
    Overland Park, KS
    Walnut Creek, CA
  • 2009-08-14 → 2009-11-18
    Fsc Securities Corporation
    Walnut Creek, CA
  • 2005-05-06 → 2006-09-01
    Morgan Stanley Dw Inc.
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-17
S65 Uniform Investment Adviser Law Examination 2005-04-20
S63 Uniform Securities Agent State Law Examination 2002-09-16
  • S66 Uniform Combined State Law Examination
    2009-07-17
  • S65 Uniform Investment Adviser Law Examination
    2005-04-20
  • S63 Uniform Securities Agent State Law Examination
    2002-09-16
Designations
Other Names
  • Laura Rae Mandziuk
  • Laura Rae Mandziuk
  • Laura Malinowski
  • Laura Rae Malinowski
  • Laura Rae Malinowski-Mandziuk
  • Laura Rae Malinowski

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
SEQUOIA FINANCIAL GROUP, L.L.C.
WELLS FARGO CLEARING SERVICES, LLC

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LISA MARIE QUARTARONE
MARTHA P HOLLADAY
Marc E Myers
NICOLE ELIZABETH NOVALES
Gilberto Alvarez

Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
EDWARD JONES · TORRANCE, CA

More in Torrance, CA

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