Charles Edward Roberts

Current Employers

Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2013-11-26

NH RA
APPROVED

Since 2013-11-26

Branch Locations

53 Stiles Road Unit A103, Salem, NH 03079 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Founders Financial Securities, Llc	Towson	MD	11/2013	Present
Dreambridge Financial	Windham	NH	05/2015	Present

11/2013 → Present

Founders Financial Securities, Llc

Towson, MD
05/2015 → Present

Dreambridge Financial

Windham, NH

Previous Registrations

2006-02-13 → 2013-11-19

New England Investment & Retirement Group, Inc.

North Andover, MA
2003-03-01 → 2011-02-07

Commonwealth Financial Network

North Andover, MA

Rowley, MA
2003-03-06 → 2004-02-18

Waddell & Reed

Portsmouth, NH

Other Businesses

DreamBridge Financial (DBA); Investment Related; 53 Stiles Road Unit #A103 Salem, NH 03079; Start Date: 11/18/2013; Insurance Agent; 20 Hrs. per month; 20 Hrs. during trading; Sale of Fixed Financial Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-12-02
S63	Uniform Securities Agent State Law Examination	2002-06-24

S65 Uniform Investment Adviser Law Examination

2002-12-02
S63 Uniform Securities Agent State Law Examination

2002-06-24

Designations

View on SEC IAPD

Current Employers

Founders Financial Securities Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews