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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-01 |
Branch Locations
2340 South River Road Suite 108, Des Plaines, IL 60018 • United States
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Des Plaines | IL | 07/2013 | Present |
| Level Four Advisory Services Llc | Chicago | IL | 07/2013 | 08/2021 |
| Highpoint Advisor Group, Llc | Des Plaines | IL | 08/2021 | Present |
1. 7/19/2013: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - TIME SPENT 10% - LIFE, DISABILITY, LONG TERM. 2. 10/22/2013: FPX - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 9/23/2021 - HighPoint Advisor Group, LLC - DBA: (Hybrid) Highpoint Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/30/2021 - 40 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Highpoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 08/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-19 |
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