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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-04-29 |
| TX | RA | APPROVED | 2019-04-29 |
Branch Locations
2800 S River Rd. Ste. 175, Des Plaines, IL 60018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcmillin Financial | Countryside | IL | 08/2007 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2019 | Present |
1. IDEAL PRODUCERS GROUP; 6710 W 121ST TERR STE 200, OVERLAND PARK, KS, 1/2009 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 0/TRADING. 2. CIRA, 1070 N MILWAUKEE, CHICAGO, IL, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3. DOONALD MCMILLIN INC:DBA MCMILLIN FINANCIAL SERVICES INC, 1070 N MILWAUKEE AVE, CHICAGO, IL, 11/2007. PRESIDENT, FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-40/WK-40/TRADING. 4. CRUMP, 4135 North Front Street, Harrisburg PA 17110, 08/2023, Agent, Insurance, NIR, 1 HR/MO - 1 HR/MO TRADING. 5. ALCHEMY FINANCIAL GROUP, 2800 S River Road, Suite 175, Des Plaines IL 60018, 10/2019, Investment Advisor Representative, DBA Name, INV REL, 120 HR/MO - 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-15 |
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