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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-03-28 |
Branch Locations
2800 S River Rd. Ste. 175, Des Plaines, IL 60018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Barrington | IL | 03/2011 | 03/2018 |
| Alchemy Financial Group, Llc | Oak Brook | IL | 03/2011 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2018 | Present |
1) Alchemy Financial Group, 1111 W 22nd St., Ste 280, Oak Brook, IL 60523, Director of Operations since 3/28/11, investment related, 40/wk - 8/trading. 2)Crump, 1350 Deming Way, Ste. 420, Middleton, WI 53562, Agent since 3/28/18, investment related, 5/wk - 5/trading. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-01 |
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