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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-02
IL RA APPROVED 2018-03-28
  • TX RA
    APPROVED
    Since 2018-07-02
  • IL RA
    APPROVED
    Since 2018-03-28

Branch Locations

2800 S River Rd. Ste. 175, Des Plaines, IL 60018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Oak Brook IL 10/2009 03/2018
Alchemy Advisors, Llc Oak Brook IL 06/2014 Present
Alchemy Holdings Llc Oak Brook IL 08/2011 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2018 Present
  • 10/2009 → 03/2018
    Oak Brook, IL
  • 06/2014 → Present
    Alchemy Advisors, Llc
    Oak Brook, IL
  • 08/2011 → Present
    Alchemy Holdings Llc
    Oak Brook, IL
  • 03/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2018 → Present
    Fairfield, IA
Previous Registrations
  • 2014-10-15 → 2018-03-28
    Lake Forest, IL
    Oak Brook, IL
  • 2009-11-30 → 2015-10-28
    Barrington, IL
    San Diego, CA
    Barrington, IL
    Oak Brook, IL
    Chicago, IL
Other Businesses

(1) DBA - Alchemy Financial Group, 1111 W. 22nd St., Ste. 280, Oak Brook, IL, 60523, President/Co-Founder since 10/30/09, investment related, 50/wk, 30/wk trading hours. 2)MAGSAW HOLDINGS LLC, 1111 W 22ND ST STE 280, OAK BROOK, IL, 1/2017 AS MANAGING MEMBER OF LLC FOR TAX LIABILITY. NIR - 0 HRS. 3) Crump Life Insurance Services, 1350 Deming Way, Ste. 420, Middleton, WI 53562, 3/28/18, AS INDEPENDENT INSURANCE AGENT THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 4) Producers Resources, Inc, 1431 Opus Place Ste. 630, Downers Grove, IL 60515, 11/14/16, AS INDEPENDENT INSURANCE AGENT THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/month - 5/TRADING. 5.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-04-13
  • S63 Uniform Securities Agent State Law Examination
    1999-04-13
Designations
  • Certified Financial Planner
Other Names
  • John Bittenbinder
  • Jason Bittenbinder
  • J Jason Bittenbinder

View on SEC IAPD

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