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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-05 |
| IA | RA | APPROVED | 2022-08-09 |
| TX | RA | APPROVED | 2022-08-09 |
Branch Locations
West Des Moines, IA • United States
413 State Street, Guthrie Center, IA 50115 • United States
505 E Main Street, Panora, IA 50216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Bank & Trust Co | Dubuque | IA | 10/2019 | 09/2020 |
| Northwestern Mutual | Dubuque | IA | 04/2019 | 10/2020 |
| Cetera Investment Services Llc | St.CLoud | MN | 10/2020 | 08/2022 |
| State Bank And Trust | Charles City | IA | 05/2016 | 05/2017 |
| Loras College | Dubuque | IA | 08/2016 | 05/2020 |
| Fidelity Bank & Trust | Dubuque | IA | 02/2018 | 12/2018 |
| Cetera Investment Advisors Llc | Hutchinson | MN | 06/2021 | 08/2022 |
| Cambridge Investment Research Inc. | Fairfield | IA | 08/2022 | 07/2026 |
| Cambridge Investment Research Inc. | Fairfield | IA | 08/2022 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 08/2022 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 08/2022, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING 2. GUTHRIE COUNTY STATE BANK INVESTMENT CENTER, 413 State St, Guthrie Center IA 50115, United States, 09/29/2023, IAR, Using a Trade Name/dba, NIR, 64 HR/MO - 52 HR/MO TRADING 3. WEDGEWOOD WEALTH MANAGEMENT, 5309 Colt Dr, West Des Moines, IA 50266, 08/2026, President, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO - 150 HR/MO TRADING. 4. SENTINEL SECURITY LIFE, 1225 Jordan Creek Pkwy, 104, WDM IA 50266, United States, 05/01/2024, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-02 |
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