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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-03
IL RA APPROVED 2018-03-28
  • TX RA
    APPROVED_RES
    Since 2020-01-03
  • IL RA
    APPROVED
    Since 2018-03-28

Branch Locations

2800 S River Rd. Ste. 175, Des Plaines, IL 60018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Schaumburg IL 03/2015 03/2018
Alchemy Advisors, Llc Oak Brook IL 04/2016 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2018 Present
  • 03/2015 → 03/2018
    Lpl Financial, Llc
    Schaumburg, IL
  • 04/2016 → Present
    Alchemy Advisors, Llc
    Oak Brook, IL
  • 03/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2018 → Present
    Fairfield, IA
Previous Registrations
  • 2015-08-12 → 2018-03-28
    Schaumburg, IL
    Lake Forest, IL
Other Businesses

1.PRODUCER RESOURCES, 1431 OPUS PL #630, DOWNERS GROVE, IL, 8/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 15/WK - 5/TRADING. 2.CRUMP 1350 DEMING WAY, MIDDLETON, WI, 3/2018 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 15/WK - 5/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.DBA ALCHEMY FINANCIAL GROUP, 2800 S River Rd, suite 175, Des Plaines IL 60018, 03/2018, Investment Advisor Representative, Using a Trade Name/dba, NIR, 160 HR/MO - 120 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-15
S63 Uniform Securities Agent State Law Examination 2015-05-12
  • S65 Uniform Investment Adviser Law Examination
    2015-07-15
  • S63 Uniform Securities Agent State Law Examination
    2015-05-12

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