Michael Dj Carpenter

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-03-08
NV	RA	APPROVED	2003-04-02

TX RA
APPROVED_RES

Since 2011-03-08
NV RA
APPROVED

Since 2003-04-02

Branch Locations

3027 East Warm Springs Rd #100, Las Vegas, NV 89120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco / Private Ledger	Las Vegas	NV	01/2003	Present

01/2003 → Present

Linsco / Private Ledger

Las Vegas, NV

Other Businesses

(1) 04/09/2003 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - DANIELSON FINANCIAL GROUP - LAS VEGAS, NV (2) 02/28/2008 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - MICHAEL D.J. CARPENTER LLC - LAS VEGAS, NV (3) 06/13/2008 - LETIP SOUTHEAST LAS VEGAS - COMMUNITY, CIVIC AND CHARITABLE BOARD - TIME SPENT 5% - LAS VEGAS, NV (4) 06/13/2008 - COACH/REFEREE - TIME SPENT 3% - LAS VEGAS, NV

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-01

S66 Uniform Combined State Law Examination

2003-04-01

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews