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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-10
TX RA APPROVED 2021-11-09
  • FL RA
    APPROVED
    Since 2021-11-10
  • TX RA
    APPROVED
    Since 2021-11-09

Branch Locations

6769 North Wickham Road, Suite B100, Melbourne, FL 32940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Satellite Beach FL 02/2011 11/2016
Wells Fargo Clearing Services, Llc Satellite Beach FL 11/2016 11/2021
Stifel Nicolaus & Co Inc Melbourne FL 11/2021 Present
  • 02/2011 → 11/2016
    Wells Fargo Advisors Llc
    Satellite Beach, FL
  • 11/2016 → 11/2021
    Satellite Beach, FL
  • 11/2021 → Present
    Stifel Nicolaus & Co Inc
    Melbourne, FL
Previous Registrations
  • 2011-02-04 → 2021-11-17
    Indian Harbour Beach, FL
    Indialantic, FL
    Satellite Beach, FL
    Orlando, FL
    Indialantic, FL
    Barefoot Bay, FL
    Palm Bay, FL
    Satellite Beach, FL
  • 2009-06-01 → 2011-02-11
    Melbourne, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Melbourne, FL
  • 2002-07-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Indiatlantic, FL
    Melbourne, FL
    Indialantic, FL
Other Businesses

AIMkids Space Coast; 1000 Inspiration Lane, Melbourne, FL 32934; Help troubled youth develop into responsible and productive citizens; Board of Trustees - Treasurer; Review budget and balance sheet for benefit of the board; 06/01/2012; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related. AMIkids, Inc; 5915 Benjamin Center Drive, Tampa, FL 33634; Non-profit to benefit youth; Member of the National Executive Committee; Advise and consent on policy and direction of organization; 10/13/2017; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. Pietas Classical Christian; 5995 N. Wickham Rd, Building B Melbourne FL 32940; Private School; Member of the Board of Directors; General oversight and board functions; 01/21/2025; 2 hrs/month; Not During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-02
  • S66 Uniform Combined State Law Examination
    2002-07-02
Designations
Other Names
  • Brad Roub

View on SEC IAPD

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