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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-07 |
| CA | RA | APPROVED | 2009-08-05 |
Branch Locations
3655 Torrance Blvd, #341 3Rd Floor, Torrance, CA 90503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Torrance | CA | 08/2009 | Present |
1. 8/4/2009 - GEORGOPOULOS WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 5%. 2. 4/1/2021 â?" No Business Name - Investment Related â?" Chicago, IL 60624 - Real Estate Rental - Start Date: 2/26/2021 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-09 |
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