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Brian Douglas Gawthrop

Five Cedars

Kirkland, WA

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Current Employers
Five Cedars

608 State St Suite 100 L, Kirkland, WA 98033 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-06-08
  • WA RA
    APPROVED
    Since 2022-06-08

Branch Locations

608 State St Suite 100 L, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robinswood Financial Kirkland WA 07/2016 02/2022
Five Cedars Financial, Llc Kirkland WA 02/2022 Present
  • 07/2016 → 02/2022
    Robinswood Financial
    Kirkland, WA
  • 02/2022 → Present
    Five Cedars Financial, Llc
    Kirkland, WA
Previous Registrations
  • 2016-07-20 → 2022-02-28
    Robinswood Financial
    Kirkland, WA
  • 2012-10-05 → 2015-05-07
    Five Cedars Financial, Llc
    Kirkland, WA
  • 2011-04-14 → 2012-06-04
    Horizon Asset Management
    Bellevue, WA
  • 2010-10-27 → 2011-04-13
    Kaizen Financial Advisors, Llc
    Woodinville, WA
    Bellevue, WA
  • 2010-05-24 → 2010-10-08
    Harvest Capital Advisors Inc.
    Bellevue, WA
  • 2006-10-02 → 2009-08-20
    American Pensions, Inc.
    Mount Pleasant, SC
    Greenville, SC
  • 2002-05-20 → 2005-04-28
    Ameriprise Financial Services, Llc
    Bethesda, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-17
  • S66 Uniform Combined State Law Examination
    2002-05-17
Designations

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · KIRKLAND, WA
RAYMOND JAMES & ASSOCIATES, INC. · Kirkland, WA
LPL FINANCIAL LLC · KIRKLAND, WA
PRIVATE ASSET MANAGEMENT INC · KIRKLAND, WA
RBC CAPITAL MARKETS, LLC · KIRKLAND, WA
ROBINSWOOD FINANCIAL · KIRKLAND, WA
ROBINSWOOD FINANCIAL · Kirkland, WA
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