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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-08-14
TX RA APPROVED 2015-06-26
KY RA APPROVED 2003-09-16
  • OH RA
    APPROVED
    Since 2015-08-14
  • TX RA
    APPROVED
    Since 2015-06-26
  • KY RA
    APPROVED
    Since 2003-09-16

Branch Locations

1349 Bardstown Rd, Louisville, KY 40204 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Louisville KY 09/2005 03/2020
Ameriprise Financial Services, Llc Louisville KY 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1909 Newberg, , Louisville, KY, 40205; Not Investment-Related; 03/01/2015. Independent Insurance Brokering; AXA; 06/14/2014; Fixed Annuity / John Hancock; 02/01/2016; / Lincoln Financial Group; 05/14/2021; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-02
  • S66 Uniform Combined State Law Examination
    2002-04-02

View on SEC IAPD

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