Kenneth Alvin O'NEil

Current Employers

Employment History

• 12/2006 → Present
  Lpl Financial Llc
  Louisville, KY
• 09/2017 → Present
  Kpp Advisory Services Llc
  Louisville, KY

Other Businesses

1. 12/13/2006 - KENTUCKY PLANNING PARTNERS - INV REL - AT REPORTED BUSINESS LOCATION - DBA for LPL Business (entity for LPL business) - 99% TIME SPENT. 2. 01/04/2012 - K.O. Investments LLC. - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - Tax shell for securities business - 1% TIME SPENT. 3. 05/25/2015 - KENTUCKY PLANNING PARTNERS LLC - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - As co-owner of KPP, we plan to have one of our advisors help various existing clients with their Medicare insurance plan and possible help them utilize the health insurance options provided as a result of the Affordable Care Act. All of this business will run through AgentLink a local general agent and compensation will be paid directly to KPP LLC. Jeannie Samdani our local Medicare and ACA expert, will than receive 50% of the compensation paid. As co-owner of KPP I wanted to make sur this passive Outside business activity was disclosed. WE have gone ahead and purchased the extra outside Errors and Omissions insurance through LPL which will hit our commission auto once approved. I see less than 1% of our total revenue coming from this activity and we plan to spend less than one hour per week in this area - OBA START 5/31/2015 - 2 HRS PER MONTH/0 HRS DURING TRADING. 4. 02/10/2016 - NO BUSINESS NAME - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION - Financial Advisor, President KPP yes we are all other than the assistants in this office licensed I need to be approved to sell LTC working with LTCi company now that LTC is not being offered through LPL Insurance associates - OBA START 02/02/2016 - 10 HRS PER MONTH/5 HRS DURING TRADING. 5. 11/2/2017 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/02/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 01/22/2018 - CRUMP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - We are using fixed insurance through CRUMP which is an outside general agency - Start Date 01/12/2018 - 3 Hours Per Month / 0 Hours During Trading. 7. 9/15/2018 - The Guardian - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/28/2018 - 2 Hours Per Month/2 Hours During Securities Trading - Write DI polices. 8. 07/29/2021 - Team Jedi Properties, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Team Jedi Properties LLC is 1/8th of Destin Sandestin Hospitality, LLC. 9. 8/5/2021 - Levinson and Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 6/11/2021 - 2 Hours Per Month/1 Hours During Securities Trading. 10. 09/09/2021 - Destin Sandestin Hospitality, LLC - Not Investment Related - 13121 Eastpoint Park Blvd Suite B, Louisville, KY 40223 - Business Entity For Tax/Investment Purposes Only - Start Date: 08/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 11. 12/7/2022 - ROKE, LLC - Investment Related - Somerset, KY 42501 - Real Estate Rental - Start Date - 01/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading 12. 08/15/2023 - Fly with Ken - Other - Reps Business - Home Based/ Water Sport - Not Investment Related - Start Date 08/31/2023 - 4 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-04-24