Michael Eugene Hood

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2019-07-11
TX	RA	APPROVED_RES	2019-06-29

NV RA
APPROVED

Since 2019-07-11
TX RA
APPROVED_RES

Since 2019-06-29

Branch Locations

8474 Rozita Lee Ave Ste 400, Las Vegas, NV 89113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Henderson	NV	04/2011	06/2019
Wells Fargo Clearing Services Llc	Henderson	NV	06/2019	Present

04/2011 → 06/2019

Ubs Financial Services Inc

Henderson, NV
06/2019 → Present

Wells Fargo Clearing Services Llc

Henderson, NV

Previous Registrations

2011-04-29 → 2019-07-09

Ubs Financial Services Inc.

Henderson, NV
2009-06-01 → 2011-05-05

Morgan Stanley

Henderson, NV
2009-01-26 → 2009-06-01

Morgan Stanley & Co. Llc

Henderson, NV

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-01-13
S63	Uniform Securities Agent State Law Examination	2002-04-19

S65 Uniform Investment Adviser Law Examination

2009-01-13
S63 Uniform Securities Agent State Law Examination

2002-04-19

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews