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Sarah Elizabeth Beggs

Northwestern Mutual Investment Services, LLC

Colorado Spgs, CO

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-09-17
  • CO RA
    APPROVED
    Since 2025-09-17

Branch Locations

90 S Cascade Ave Ste 1000, Colorado Spgs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Rowe Price Colorado Springs CO 03/2013 06/2023
Scott Mckechnie Colorado Spgs CO 08/2023 Present
Northwestern Mutual Investment Services Llc Colorado Spgs CO 08/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2023 Present
  • 03/2013 → 06/2023
    T Rowe Price
    Colorado Springs, CO
  • 08/2023 → Present
    Scott Mckechnie
    Colorado Spgs, CO
  • 08/2023 → Present
    Northwestern Mutual Investment Services Llc
    Colorado Spgs, CO
  • 10/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-18
  • S66 Uniform Combined State Law Examination
    2013-07-18
Other Names
  • Sarah Thompson
  • Sarah Elizabeth Thompson
  • Sarah Wolsey
  • Sarah Elizabeth Wolsey
  • Sarah Elizabeth Thompson
  • Sarah Elizabeth Thompson
  • Sarah Elizabeth Wolsey
  • Sarah Elizabeth Thompson
  • Sarah Elizabeth Wolsey
  • Sarah Elizabeth Beggs

View on SEC IAPD

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Other Offices

SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO
NOVA FINANCIAL SERVICES · COLORADO SPRINGS, CO
LPL FINANCIAL LLC · COLORADO SPRINGS, CO
LPL FINANCIAL LLC · COLORADO SPRINGS, CO

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