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Rebecca Jane Hueser

Principal Securities, Inc.

Des Moines, IA

Waukee, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2004-08-09
  • IA RA
    APPROVED
    Since 2004-08-09

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Waukee, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 06/2004 Present
Principal Securities Inc Des Moines IA 03/2016 Present
  • 06/2004 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 03/2016 → Present
    Principal Securities Inc
    Des Moines, IA
Previous Registrations
  • 2002-10-23 → 2004-06-24
    Strong Capital Management Inc
    Menomonee Falls, WI
Other Businesses

IOWA FAMILY SERVICES, INC-RESPITE CARE, CARING FOR INDIVIDUAL, WHO HAS BIPOLAR TO HELP HER WITH DOING THINGS OUTSIDE OF THE HOME, 9/5/11.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-22
S63 Uniform Securities Agent State Law Examination 2002-03-11
  • S65 Uniform Investment Adviser Law Examination
    2002-10-22
  • S63 Uniform Securities Agent State Law Examination
    2002-03-11
Other Names
  • Becky J Hoffard
  • Rebecca Jane Hoffard

View on SEC IAPD

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LPL FINANCIAL LLC
OSAIC WEALTH, INC.
EDWARD JONES
WEST FINANCIAL ADVISORS, L.L.C.
AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

More in Des Moines, IA

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