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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-01 |
| MI | RA | APPROVED | 2010-05-12 |
| IL | RA | APPROVED | 2009-10-23 |
Branch Locations
333 W Grandview Pkwy, Traverse City, MI 49684 • United States
750 Trade Centre Way, Portage, MI 49002 • United States
250 Monroe Ave Nw, Grand Rapids, MI 49503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kalamazoo | MI | 10/2009 | Present |
| Bank Of America, N.A. | Portage | MI | 05/2011 | Present |
FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BOYS AND GIRLS CLUB OF KALAMAZOOINVESTMENT RELATED: NADDRESS OF BUSINESS:KALAMAZOO, MICHIGAN UNITED STATES 49007NATURE OF BUSINESS: CHARITABLE ORGANIZATION POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, ADVISORY BOARD MEMBERSTART DATE OF RELATIONSHIP: 2/5/2014NUMBER OF HOURS DEVOTED: 3 MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: MEMBER OF THE BOARD OF DIRECTORS I*4569280 Entity Type: Fiduciary Role Name of OBA: G L M TTEE A M M TTEE U/A DTD 04/23/2014 Address: Grand Rapids, Michigan, 49546 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 05/14/2026 Number of Hours: 1, Weekly Number of Hours during trading: 1, Weekly Duties: Self, Spouse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-30 |
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