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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-21 |
Branch Locations
2500 Westchester Avenue Suite 210, Purchase, NY 10577 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Altium Wealth Management Llc | Purchase | NY | 10/2010 | 04/2022 |
| Mass Mutual Insurance Co. | Purchase | NY | 10/2010 | Present |
| Hightower Altium Holding, Llc | Purchase | NY | 04/2022 | 04/2023 |
| Hightower Advisors | Chicago | IL | 04/2023 | Present |
(1) MASSMUTUAL; INVESTMENT-RELATED; PURCHASE, NY; INSURANCE; INSURANCE AGENT; SALE OF INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-08 |
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