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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-05-07 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
16 Chestnut Street, #101, Foxborough, MA 02035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Engines Advisors L.L.C. | Boston | MA | 04/2011 | 07/2021 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 07/2021 | 02/2023 |
| Unemployed | North Easton | MA | 02/2023 | 10/2023 |
| Silicon Valley Bank | Boston | MA | 10/2023 | 04/2024 |
| Unemployed | North Easton | MA | 04/2024 | 06/2024 |
| Hub International | Foxboro | MA | 06/2024 | Present |
| Lpl Financial Llc | Foxboro | MA | 09/2024 | 03/2025 |
| Lpl Financial Llc | Foxboro | MA | 04/2025 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 04/2025 | Present |
1 - 04/2025 - HUB INTERNATIONAL - Outside/W-2 Employment - Not Inv Related - 160 Hours/Month - 8 Hours During Trading - MA 02035 - OBA Start Date: 8/9/2024. 2 - 04/2025 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 3 - 05/02/2025 -HUB RETIREMENT AND WEAL TH MANAGEMENT - Registered Investment Advisor DBA - Investment Related - At reported business location(s) - Start Date: - 6/24/2024 -160 Hrs/Mth - 8 Hrs During Trading. 4 - 05/02/2025 - GLOBAL RETIREMENT PARTNERS - Registered Investment Advisor Hybrid - Investment Related - At reported business location(s) - Start Date: - 9/13/2024 - 160 Hrs/Mth - 8 Hrs During Trading. - I provide administrative support to Global Retirement Partners, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-04-17 |
| S65 | Uniform Investment Adviser Law Examination | 2007-04-24 |
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