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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-11-04
TX RA APPROVED 2019-11-01
MI RA APPROVED 2011-02-16
  • FL RA
    APPROVED
    Since 2019-11-04
  • TX RA
    APPROVED
    Since 2019-11-01
  • MI RA
    APPROVED
    Since 2011-02-16

Branch Locations

1001 Bay St, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird Traverse City MI 07/2002 Present
  • 07/2002 → Present
    Robert W Baird
    Traverse City, MI
Other Businesses

NAME & ADDRESS: Bunker Hill Rental House 3590 Bunker Hill Williamsburg MI 49690 NATURE OF ENTITY: Rental Home RESPONSIBILITIES IN ROLE: we own this house as a rental- so we are landlords. HOURS DEVOTED: 5 hours a week

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-02-09
  • S63 Uniform Securities Agent State Law Examination
    2000-02-09
Designations
Other Names
  • Carly Ann Baker

View on SEC IAPD

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