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400 Randal Way Suite 300, Spring, TX 77388 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osgood & Associates | Houston | TX | 11/2004 | Present |
| Osgood Capital Management | Spring | TX | 07/2021 | Present |
| Independent Insurance Agent | Cove | TX | 04/2002 | Present |
| The Leaders Group Inc | Littleton | CO | 01/2024 | Present |
1.) OSGOOD CAPITAL MANAGEMENT - 7/1/2021 - 400 Randal Way, Suite 300, Spring, TX 77388 - President & CEO, Provide investment management and advisory services, Invt Rel, RA business, 30 hrs/mo; 30 hrs/mo (during trading hours). 2.) OSGOOD & ASSOCIATES, P.C. - 12/1/2001 - 400 Randal Way, Suite 300, Spring, TX 77388 - CPA & Owner, Provide tax compliance services, Not Invt Rel, Tax accounting firm, 80 hrs/mo; 80 hrs/mo (during trading hours). 3.) INDEPENDENT INSURANCE AGENT - 4/12/2002 - 1700 Gou Hole Road, Cove, TX 77523 - Owner, Sales, Not Invt Rel, Insurance business, 5 hrs/mo; 5 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-12 |
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