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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-01-28
  • CT RA
    APPROVED
    Since 2020-01-28

Branch Locations

180 Glastonbury Boulevard Suite 400, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mahoney Sabol & Co, Llp Hartford CT 12/1996 Present
Commonwealth Financial Network Waltham MA 07/2004 Present
Investmark Financial Services Glastonbury CT 07/2004 01/2017
Investmark Advisory Group Glastonbury CT 01/2017 Present
  • 12/1996 → Present
    Mahoney Sabol & Co, Llp
    Hartford, CT
  • 07/2004 → Present
    Waltham, MA
  • 07/2004 → 01/2017
    Investmark Financial Services
    Glastonbury, CT
  • 01/2017 → Present
    Investmark Advisory Group
    Glastonbury, CT
Other Businesses

1. MAHONEY SABOL & CO. LLP, CPA FIRM, AS PARTNER, NON-INVESTMENT RELATED. 2.INVESTMENT ADVISORS, LLC, 100% OWNER-PRIVATE ENTITY CREATED TO OPERATING SECURITIES BUSINESS, INVESTMENT RELATED. 3. INVESTMENT FINANCIAL SERVICES-HARTFORD, LLC (A/K/A IFS HARTFORD LLC) AS 1/3 OWNER OF PRIVATE ENTITY CREATED FOR OPERATING SECURITIES BUSINESS; INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-24
S66 Uniform Combined State Law Examination 2001-12-19
  • S65 Uniform Investment Adviser Law Examination
    2020-01-24
  • S66 Uniform Combined State Law Examination
    2001-12-19

View on SEC IAPD

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