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Laurie Laverne Klein

Kaizen Financial Advisors, LLC

Kirkland, WA

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Current Employers
Kaizen Financial Advisors, Llc

4030 Lake Washington Blvd Suite 308, Kirkland, WA 98033 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2010-10-27
  • WA RA
    APPROVED
    Since 2010-10-27

Branch Locations

4030 Lake Washington Blvd Suite 308, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kaizen Financial Advisors, Llc Kirkland WA 10/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-31
  • S66 Uniform Combined State Law Examination
    2001-12-31
Designations

View on SEC IAPD

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