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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2011-08-04 |
Branch Locations
7335 Crossleigh Ct Ste 100, Toledo, OH 43617 • United States
100 W. Main St Ste 800, Lexington, KY 40507 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
Lexington, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lexington | KY | 07/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lexington | KY | 11/2016 | Present |
| Dual Registration Notice | Lexington | KY | 07/2026 | Present |
LEXINGTON CHAPTER OF THE NATIONAL SOCIETY OF THE DAUGHTERS OF THE AMERICAN REVOLUTION; NOT INV RELATED; LEXINGTON, KY; TREASURER; 06/2025; 12 HOURS PER MONTH; 0 DURING TRADING HOURS; PROMOTE FOUNDING PRINCIPALS THROUGH EDUCATION, HISTORICAL PRESERVATION, AND CONTRIBUTING TO COMMUNITY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-28 |
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