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13211 N 103Rd Ave Suite 4, Sun City, AZ 85351 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-11-23 |
| TX | RA | APPROVED | 2018-11-19 |
Branch Locations
13211 N 103Rd Ave, Ste. 4, Sun City, AZ 85351 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Sun City West | AZ | 04/2013 | 10/2016 |
| Raymond James Financial Services Advisors Inc. | Sun City | AZ | 08/2013 | 10/2016 |
| Primary Az Financial | Suncity | AZ | 12/2013 | 10/2016 |
| Dorsey Financial Services, Llc | Sun City | AZ | 12/2013 | Present |
| Kingsview Asset Management | Sun City | AZ | 10/2016 | 12/2018 |
| Purshe Kaplan Sterling | Albany | NY | 10/2016 | 08/2019 |
| Triton Wealth Management, Pllc | Sun City | AZ | 11/2018 | Present |
| Leigh Baldwin & Co., Llc | Cazenovia | NY | 08/2019 | 12/2023 |
1. DORSEY FINANCIAL SERVICES, LLC; SUN CITY, AZ; SUPPORT COMPANY/DBA (OWNER); NOT INVESTMENT RELATED; 12/2013-PRESENT; 0 HOURS PER MONTH, 0 HOURS DURING TRADING; OWNER. 2.Triton Wealth Management. INVESTMENT RELATED. 13211 N. 103RD AVE S-4. SUN CITY AZ 55351, INVESTMENTS. REGISTERED REP. START 10/7/16. 100 HOURS, 120 DURING TRADING. INVESTMENT COUNSELOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-03 |
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