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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States

Madison, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Trumbull CT 11/2001 03/2017
Mml Investors Services, Llc Glastonbury CT 03/2017 Present
Massachusetts Mutual Life Insurance Company Glastonbury CT 07/2016 Present
  • 11/2001 → 03/2017
    Metlife Securities Inc
    Trumbull, CT
  • 03/2017 → Present
    Glastonbury, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Glastonbury, CT
Previous Registrations
  • 2008-01-03 → 2017-03-25
    Msi Financial Services, Inc.
    Glastonbury, CT
    Guilford, CT
    Guilford, CT
Other Businesses

NAME: MARC MARKOVITZ INV REL: Y ADD: 45 GLASTONBURY BOULEVARD 1ST FLOOR GLASTONBURY, CT 06033 NATURE: OUTSIDE INSURANCE SALES POSITION: INDEPENDENT INSURANCE AGENT START DATE: 1/2011 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE (TERM, UNIVERSAL, WHOLE), DISABILITY, PROPERTY & CASUALTY (HOMEOWNERS/AUTO).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-20
S63 Uniform Securities Agent State Law Examination 2001-12-01
  • S65 Uniform Investment Adviser Law Examination
    2007-11-20
  • S63 Uniform Securities Agent State Law Examination
    2001-12-01

View on SEC IAPD

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