Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-04 |
| TX | RA | APPROVED_RES | 2024-09-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Aliso Viejo | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Aliso Viejo | CA | 03/2020 | 08/2024 |
| Lpl Financial | Aliso Viejo | CA | 09/2024 | Present |
1- 09/03/2024 / Single Family / Real Estate Rental / Springs CA / Inv Rltd / start 08/25/2021. 2-09/03/2024 /FOCUS WEALTH ADVISORS / DBA for LPL Business (entity for LPL business) /At Reported Business Location(s) / Inv Rltd / Start Date:09/03/2024 / 160 hrs mnth / 40 hrs during trading 3) 09/03/2024 - Focus Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:09/03/2024. 4) 09/16/2025 - Grasser Development, LLC - Investment Related - Real Estate Rental - Orofino, ID - Start Date:09/15/2025 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-31 |
Reach out to this advisor