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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-09
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2015-10-13
  • TX RA
    APPROVED
    Since 2022-11-09
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2015-10-13

Branch Locations

22 Grace Avenue, Great Neck, NY 11021 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Great Neck NY 07/2015 Present
  • 07/2015 → Present
    Jpmorgan Securities Llc
    Great Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-29
S63 Uniform Securities Agent State Law Examination 2004-03-31
  • S66 Uniform Combined State Law Examination
    2015-09-29
  • S63 Uniform Securities Agent State Law Examination
    2004-03-31
Designations
Other Names
  • Frank Brigati
  • Frank Paul Brigati

View on SEC IAPD

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