Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-24 |
| CA | RA | APPROVED | 2013-07-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Pasadena | CA | 07/2013 | Present |
| Raymond James Financial Services Advisors, Inc. | Pasadena | CA | 07/2013 | Present |
(1)Name of Business: CR Support Community Greater San Gabriel Valley Address: 331 W. Sierra Madre Blvd., Sierra Madre, CA, 91024, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Officer - President, Committee Member Investment Related: Yes Start Date: 07/24/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: President of Board of Directors for non-profit (2)Name of Business: Quintus Financial & Insurance Services, Inc. Address: 39 E Union St, Pasadena, CA, 91103, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/02/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fixed UL & term life insurance; potentially fixed annuity sales. (3)Name of Business: Quintus Investment Counsel Address: 39 E Union St, Pasadena, CA, 91103, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 12/01/2001 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Founder/owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-13 |
Reach out to this advisor