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Current Employers
Madison Advisory Services, Inc.

10 New King St Suite 104, White Plains, NY 10604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-11
  • NY RA
    APPROVED
    Since 2021-08-11

Branch Locations

10 New King St Suite 104, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Madison Planning White Plains NY 06/2001 Present
Royal Alliance Associates, Inc White Plains NY 01/2005 08/2021
Madison Planning Group, Inc White Plains NY 06/2001 Present
Madison Advisory Services, Inc White Plains NY 02/2021 Present
Lion Street Financial West Harrison NY 08/2021 07/2025
Cambridge Investment Research, Inc. Fairfield IA 07/2025 Present
  • 06/2001 → Present
    Madison Planning
    White Plains, NY
  • 01/2005 → 08/2021
    Royal Alliance Associates, Inc
    White Plains, NY
  • 06/2001 → Present
    Madison Planning Group, Inc
    White Plains, NY
  • 02/2021 → Present
    White Plains, NY
  • 08/2021 → 07/2025
    Lion Street Financial
    West Harrison, NY
  • 07/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Other Businesses

1. MADISON ADVISORY SERVICES, INC., 10 New King Street, Suite 104, White Plains, NY 10604, 06/2025, Investment Advisor Representative, RIA Affiliation - other than CIRA, NIR, 80 HR/MO - 20 HR/MO TRADING 2. MADISON FAMILY HOLDINGS LLC, 10 New King Street, Suite 104, White Plains NY 10604, United States, 06/11/2025, Manager, Owner/Partner of a Business Entity, NIR, 10 HR/MO - 0 HR/MO TRADING 3. 4119 BLACK HORSE LLC, 10 New King Street, Suite 104, White Plains NY 10604, United States, 06/11/2025, Review plans and proposals for 4119 Black Horse LLC, Real Estate, NIR, 10 HR/MO - 0 HR/MO TRADING 4. CREATIVISION INC., 3 ELLEN CT, CROTON ON HUDSON NY 10520, United States, 06/11/2025, Secretary, Arts/Performing Arts, NIR, 10 HR/MO - 0 HR/MO TRADING 5. CORTLANDT DEMOCRATIC COMMITTEE, P.O.Box 465, Montrose NY 10548, United States, 06/11/2025, Treasurer, Government/Political, NIR, 10 HR/MO - 0 HR/MO TRADING 6. MADISON PLANNING GROUP, INC., 10 New King Street, Suite 104, White Plains, NY 10604, 07/2026, Not Paid, DBA Name, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-20
  • S66 Uniform Combined State Law Examination
    2001-12-20

View on SEC IAPD

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