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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-06-03 |
Branch Locations
805 N Whittington Pkwy Ste 100, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sws Financial Services | Ramsey | IN | 07/2003 | 05/2026 |
| Ameriprise Financial Services, Llc | Ramsey | IN | 06/2026 | Present |
Independent Insurance Brokering; Cincinnati Life; 01/01/2015; Universal Life / Midland Life; 01/01/2021; Universal Life / Penn Mutual; 01/01/2004; Universal Life / Lincoln Life; 01/01/2016; Universal Life.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-04 |
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