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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-06-03
  • IN RA
    APPROVED
    Since 2026-06-03

Branch Locations

805 N Whittington Pkwy Ste 100, Louisville, KY 40222 • United States

Ramsey, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sws Financial Services Ramsey IN 07/2003 05/2026
Ameriprise Financial Services, Llc Ramsey IN 06/2026 Present
Previous Registrations
  • 2003-07-28 → 2026-06-01
    Corydon, IN
  • 2003-01-06 → 2025-11-14
    Dan L Wolfe
    Ramsey, IN
    Corydon, IN
  • 2001-03-05 → 2003-09-23
    Pmg Asset Management Inc
    Ramsey , IN
Other Businesses

Independent Insurance Brokering; Cincinnati Life; 01/01/2015; Universal Life / Midland Life; 01/01/2021; Universal Life / Penn Mutual; 01/01/2004; Universal Life / Lincoln Life; 01/01/2016; Universal Life.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-02
S63 Uniform Securities Agent State Law Examination 1999-09-04
  • S66 Uniform Combined State Law Examination
    2001-02-02
  • S63 Uniform Securities Agent State Law Examination
    1999-09-04
Other Names
  • Dan L. Wolfe
  • Daniel L Wolfe
  • Daniel Wolfe

View on SEC IAPD

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