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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-02 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
2025 Richmond Ave Ste 200, Staten Island, NY 10314 • United States
Staten Island, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Staten Island | NY | 07/2016 | 03/2019 |
| Mml Investors Services, Llc | Staten Island | NY | 03/2017 | 03/2019 |
| Msi Financial Services | Staten Island | NY | 07/2016 | 03/2017 |
| Ameriprise Financial Services, Inc | Staten Island | NY | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Staten Island | NY | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 81 Wirt Avenue, , Staten Island, NY, 10309; Not Investment-Related; 01/01/2018. Independent Insurance Brokering; Principle; 01/01/2018; Disability Income / AIG/US Life; 01/01/2009; / Oxford; 01/01/2005; / Aetna; 01/01/2005; . Business Ownership; RD2019 LLC; LLC set up for expenses; LLC Legal entity set up for purpose of covering the expense operation; 2025 Richmond Ave Suite 200, , Staten Island, NY, 10314; Not Investment-Related; 10/28/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-09-01 |
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