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Peter Tsu

Cetera Investment Advisers LLC

Pasadena, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-13
  • CA RA
    APPROVED
    Since 2026-01-13

Branch Locations

135 N Los Robles Avenue, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East West Bank Pasadena CA 10/2023 Present
Discover Capital Newport Beach CA 11/2021 09/2023
Good Hope Group Irvine CA 01/2017 08/2021
Unemployed Irvine CA 08/2016 12/2016
Cetera Investment Services Llc St Cloud MN 12/2025 Present
Cetera Investment Advisers Llc Pasadena CA 01/2026 Present
  • 10/2023 → Present
    East West Bank
    Pasadena, CA
  • 11/2021 → 09/2023
    Discover Capital
    Newport Beach, CA
  • 01/2017 → 08/2021
    Good Hope Group
    Irvine, CA
  • 08/2016 → 12/2016
    Unemployed
    Irvine, CA
  • 12/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2026 → Present
    Cetera Investment Advisers Llc
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-09
S63 Uniform Securities Agent State Law Examination 1999-10-22
  • S66 Uniform Combined State Law Examination
    2026-01-09
  • S63 Uniform Securities Agent State Law Examination
    1999-10-22
Other Names
  • Peter Te Tsu

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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