Timothy Robert Stratz

Current Employers

Employment History

• 09/1995 → Present
  Startz & Company
  Pasadena, CA
• 09/2002 → 04/2018
  Lincoln Financial Securities
  Pasadena, CA
• 04/2018 → Present
  Cambridge Investment Research
  Fairfield, IA
• 04/2018 → Present
  Cambridge Invetment Research Advisors
  Fairfield, IA
• 01/2019 → Present
  Axiom Advisors Llc
  Pasadena, CA

Previous Registrations

• 2019-01-04 → 2022-12-22
  Axiom Advisors, Llc
  Pasadena, CA
  Bedford, NH
• 2003-02-03 → 2018-04-12
  Osaic Fs, Inc.
  Mojave, CA
  South Pasadena, CA
  Pasadena, CA

Other Businesses

1) Stratz & Company Financial Services, 180 South Lake Ave., Ste. 400, Pasadena, CA 91101, 12/5/08, AS INDEPENDENT INSURANCE AGENT THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/monthly - 10/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) MARYVALE, 7600 EAST GRAVES AVE, ROSEMEAD, CA, 08/2019. INVESTMENT COMMITTEE MEMBER, REVIEW OF INVESTMENTS AND PERFORMANCE. INV REL-10/YR-0/TRADING. 4) NEURO-CYCLING, 3827 UDALL STREET, SAN DIEGO, CA, BOARD MEMBER OF A NON-PUBLIC ENTITY, 07/01/20, NIR, COMMITTEE MEMBER, PORTENTIAL BOARD OF DIRECTORS, 2/WK- 0/TRADING 5) STRATZ-MAYA FAMILY TRUST, STEAMBOAT SPRINGS CO 80487, 04/13/2023, Owner, Real Estate, NIR, 4 HR/MO - 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2001-11-15