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Cynthia Diane Wilson

Principal Securities, Inc.

Des Moines, IA

Cedar Falls, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-03
IA RA APPROVED 2005-05-06
  • TX RA
    APPROVED_RES
    Since 2022-01-03
  • IA RA
    APPROVED
    Since 2005-05-06

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Cedar Falls, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co. Des Moines IA 07/1997 Present
Principal Securities Inc Des Moines IA 03/2016 Present
  • 07/1997 → Present
    Principal Life Insurance Co.
    Des Moines, IA
  • 03/2016 → Present
    Principal Securities Inc
    Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-05
S63 Uniform Securities Agent State Law Examination 2001-11-15
  • S66 Uniform Combined State Law Examination
    2005-05-05
  • S63 Uniform Securities Agent State Law Examination
    2001-11-15
Other Names
  • Cynthia Diane Wilson
  • Cindy Wilson

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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