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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-05 |
| CT | RA | APPROVED | 2018-06-15 |
Branch Locations
115 Glastonbury Blvd Suite 100, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated | Hartford | CT | 06/2008 | 06/2018 |
| Morgan Stanley Smith Barney | Hartford | CT | 06/2009 | 06/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2018 |
| Raymond James Financial Services, Inc. | Glastonbury | CT | 06/2018 | Present |
| Raymond James Financial Services Advisors | Glastonbury | CT | 06/2018 | Present |
(1)Name of Business: AHT Insurance Address: 115 Glastonbury Blvd Ste 100, Glastonbury, CT, 06033, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 05/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Renting an empty office to an employee of AHT Insurance to conduct his business. (2)Name of Business: Crescent Lake Capital LLC Address: 2 Meagan Circle, Ellington, CT, 06029, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/20/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is an individual pass thru LLC (3)Name of Business: Crescent Point Private Wealth, LLC Address: 115 Glastonbury Blvd Ste 100, Glastonbury, CT, 06033, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/15/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am a partner in this DBA for our RJFS business (4)Name of Business: Ellington Ridge Country Club Address: 56 Abbott Road, Ellington, CT, 06029, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board, Committee Member Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: My term as President in complete. I am just a board member and on the Strategic Planning Committee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-31 |
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