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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-05
CT RA APPROVED 2018-06-15
  • TX RA
    APPROVED
    Since 2019-09-05
  • CT RA
    APPROVED
    Since 2018-06-15

Branch Locations

115 Glastonbury Blvd Suite 100, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Hartford CT 06/2008 06/2018
Morgan Stanley Smith Barney Hartford CT 06/2009 06/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2018
Raymond James Financial Services, Inc. Glastonbury CT 06/2018 Present
Raymond James Financial Services Advisors Glastonbury CT 06/2018 Present
  • 06/2008 → 06/2018
    Morgan Stanley & Co. Incorporated
    Hartford, CT
  • 06/2009 → 06/2018
    Morgan Stanley Smith Barney
    Hartford, CT
  • 01/2015 → 06/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2018 → Present
    Raymond James Financial Services, Inc.
    Glastonbury, CT
  • 06/2018 → Present
    Raymond James Financial Services Advisors
    Glastonbury, CT
Previous Registrations
Other Businesses

(1)Name of Business: AHT Insurance Address: 115 Glastonbury Blvd Ste 100, Glastonbury, CT, 06033, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 05/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Renting an empty office to an employee of AHT Insurance to conduct his business. (2)Name of Business: Crescent Lake Capital LLC Address: 2 Meagan Circle, Ellington, CT, 06029, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/20/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is an individual pass thru LLC (3)Name of Business: Crescent Point Private Wealth, LLC Address: 115 Glastonbury Blvd Ste 100, Glastonbury, CT, 06033, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/15/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am a partner in this DBA for our RJFS business (4)Name of Business: Ellington Ridge Country Club Address: 56 Abbott Road, Ellington, CT, 06029, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board, Committee Member Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: My term as President in complete. I am just a board member and on the Strategic Planning Committee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-31
  • S66 Uniform Combined State Law Examination
    2001-10-31
Designations
Other Names
  • Bradford J Kidney

View on SEC IAPD

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