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18935 I-45 North, Spring, TX 77389 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bailes Bates & Associates Llp | Sugar Land | TX | 09/2003 | Present |
| Regal Investment Advisors Llc | Kentwood | MI | 11/2013 | Present |
| Wealth Management Investment Advisors, Llc | Spring | TX | 10/2014 | Present |
1. PARTNER WITH BAILES BATES & ASSOCIATES, LLP ACCOUNTING, INCOME TAX PLANNING AN PREPARATION.CPA PRACTICE. 55% OF MY TIME. PARTNER 2. INDEPENDENT INSURANCE AGENT, LIFE, HEATH, DISABILITY, LONG-TERM CARE, GROUP BENEFITS. NORTHSTAR BROKERAGE, CAPITAS FINANCIAL AND AMG. 5% OF TIME. 3. WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC - RIA - OWNER. FEE BASED FINANCIAL PLANNING, INVESTMENT ADVISORY, AND CONSULTING. SOLICITATION FEES. 40% OF TIME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-29 |
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