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Brian L Compton

J.P. Morgan Securities LLC

Yuma, AZ

Yuma, AZ

Yuma, AZ

San Luis, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-09-13
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

11225 S Frontage Rd E, Yuma, AZ 85367 • United States

170 West 16Th Street, Yuma, AZ 85364 • United States

1580 S. Avenue B, Yuma, AZ 85364 • United States

623 N. Main Street, San Luis, AZ 85349 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Yuma AZ 10/2012 Present
Jpmorgan Chase Bank, Na. Yuma AZ 10/2022 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Yuma, AZ
    San Luis, AZ
    Yuma, AZ
    Chicago, IL
    Yuma, AZ
  • 2002-11-08 → 2005-07-06
    Banc One Securities Corporation
    Yuma, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-05
  • S66 Uniform Combined State Law Examination
    2001-10-05
Designations
Other Names
  • Brian Loyd Compton

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Yuma, AZ
EAGLE STRATEGIES LLC · YUMA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Yuma, AZ
CWM, LLC · Yuma, AZ
CWM, LLC · Yuma, AZ
SOUTHERN PACIFIC ASSET MANAGEMENT L.L.C. · YUMA, AZ
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · Yuma, AZ
INVICTA FINANCIAL GROUP · YUMA, AZ

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