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Daniel J Chavayda

LPl Financial LLC

Rocky River, OH

Rocky River, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-08
OH RA APPROVED 2005-08-31
  • TX RA
    APPROVED_RES
    Since 2021-11-08
  • OH RA
    APPROVED
    Since 2005-08-31

Branch Locations

2932 Wooster Rd Suite 101, Rocky River, OH 44116-2922 • United States

Rocky River, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Rocky River OH 08/2005 Present
  • 08/2005 → Present
    Linsco/Private Ledger
    Rocky River, OH
Previous Registrations
  • 2001-03-29 → 2005-08-29
    Morgan Stanley Dw Inc.
    Cleveland, OH
Other Businesses

1. 06/12/2008 - DJC FINANCIAL MANAGEMENT, INC./DBA ONLY/ROCKY RIVER, OH 44116

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-11
  • S66 Uniform Combined State Law Examination
    1999-12-11
Other Names
  • Daniel Jeremy Chavayda

View on SEC IAPD

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SUSAN LEE PATCHEN
SPENCER HERBERT SEAMAN
RICHARD STEVEN MILLIGAN
WILLIAM RALPH MURMAN
ANTHONY JAMES GOLDYN

Other Offices

UBS FINANCIAL SERVICES INC. · ROCKY RIVER, OH
ZAK ADVISORY, LLC · ROCKY RIVER, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Rocky River, OH
EDWARD JONES · ROCKY RIVER, OH
PROVIDENCE FINANCIAL SERVICES, LLC · ROCKY RIVER, OH
PROVIDENCE FINANCIAL SERVICES, LLC · Rocky River, OH
CLEVELAND CAPITAL MANAGEMENT, L.L.C. · ROCKY RIVER, OH
U.S. BANCORP ADVISORS, LLC · Rocky River, OH

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